Evaluation Form and Continuing Education Request About You First Name * Last Name * Firm * Email * Zip Code CRD/IARD # Designations CPACPECFPCFACIMACPWARMACAIAOther (fill in box below) * Designations: Other About the Course Course Date * Course Title Please select the course title 7 Key Planning Strategies for Retirement Advisor Alpha: The Value of Advice Behavioral Finance: Managing Emotions for Better Outcomes Deepening Relationships through Effective Client Discovery Employee Stock Options: Attracting the C-Suite Family Wealth Planning: Preparing the Next Generation Hypothetical Wealth Management Case Study Investing in Alternatives Investment Consulting Workshop Manager Selection and Evaluation: Key Performance Metrics,Other (fill in box below) Managing Concentrated Stock Positions: Attracting the C-Suite Net Unrealized Appreciation: A Tax Advantaged Retirement Strategy Streamlining Your Practice with Model Portfolios Tax Alpha: The Benefits of Partnering with a Client’s Tax Advisor Tax Alpha with Tax Reform One Year Later - Key Planning Considerations Wealth Management Workshop Women & Investing Year-End Planning Strategies Other (fill in box below) * Course: Other Presenter Please select the presenter John Nersesian Michael Cogswell Other (fill in box below) I don't know * Presenter: Other Content Please help us understand what we did well and what we could improve. Please rate 1-5, 5 being best. Was the subject relevant to your practice? 12345 * How would you rate the quality of the content? 12345 * Were the stated learning objectives (LOs) met? 12345 * Did the program materials contribute to the achievement of the LOs? Were the program materials relevant? 12345 * Were the prerequisite requirements sufficient for the presentation? (if applicable) 12345N/A * What additional educational or practice management topics are of interest to you? Speaker How effective was the presenter? Please rate 1‑5, 5 being best. 12345 * Was the allotted time adequate? Not enough time allottedProper time allottedToo much time allotted * CE Credit Information: Please complete all the required information on this form in its entirety. This form is not a substitute for any accreditation form used by any state or agency, and does not guarantee that credit will be granted. Affiliations + CPA/CPECFPIWI (CIMA/CPWA/RMA)Attendee Certificate (optional) * CFP ID # (or enter N/A if not relevant) * IWI ID# (or enter N/A if not relevant) * When is your certification up for renewal? 0-3 months6-12 months12+ months About your practice How long have you been in the financial services industry? 0-5 years5-10 years10-20 yearsover 20 years What is your AUM? $0-50mm$50-100mm$100-500mm$500mm-1bn$1-5bnover $5bn What percentage of your business is discretionary (i.e. 25%)? What is your preferred trading platform? What type of investment approach do you favor? (check all that apply) ActivePassiveBoth active and passiveMutual FundsCEFsSMAsETFsESGAlternativesHome office modelThird-party model Would you like to receive additional information on the following PIMCO strategy offerings? (check all that apply) Taxable incomeTax-efficient incomeAlternatives + This form is not a substitution for any accreditation form used by any state or agency and does not guarantee that credit will be granted. For CPA/and CPE, PIMCO will email you a certification of completion. To obtain NASBA CE credit, please note you must self-report all CE credit.